An employee filed a complaint. Now what?
When an employee raises a harassment, discrimination or misconduct complaint, take it seriously and act promptly, write down what was reported, keep it confidential, separate the parties without punishing the complainant, and investigate. Never retaliate. Luman Group in Long Branch, New Jersey, runs neutral investigations when a complaint is too serious to handle alone.
What you do in the first 48 hours matters more than the complaint itself. Handle it well and it is resolved. Handle it wrong, especially by retaliating, and you've created a bigger claim than the one you started with.
A complaint is stressful precisely because the instinct to make it go away is the instinct that gets employers sued. The law doesn't expect you to be perfect. It expects you to take it seriously, act promptly, and not punish the person who raised it. Here is the sequence.
What should I do first?
- Take it seriously and act promptly. Delay looks like indifference and lets the situation escalate. A prompt, good-faith response is your strongest defense.
- Document what was reported. Write down who, what, when and where, in the complainant's words, as soon as possible.
- Keep it as confidential as you reasonably can. Share only with those who need to know to investigate and respond.
- Separate the parties if needed, without punishing the person who complained. Don't move or demote them to solve it.
- Investigate. Interview the parties and witnesses, gather relevant records, and reach a reasoned conclusion.
What should I never do?
- Retaliate. Cutting hours, changing shifts, cold-shouldering or firing the complainant is often a worse legal problem than the original complaint, even if the complaint turns out to be unfounded.
- Ignore it, or handle it informally because you like the accused.
- Promise an outcome before you've investigated.
- Let someone with a conflict investigate, including yourself, if you're involved.
When should I bring in an outside investigator?
Some complaints are too serious or too conflicted to handle in-house. Allegations against an owner or senior leader, anything involving potential legal exposure, or a small team where no one is truly neutral. A trained, independent investigator produces a credible, defensible record, and the fact that you brought one in is itself evidence you took it seriously.
Some complaints should not be handled alone.
Luman Group runs neutral workplace investigations, with the interviews, the documentation and a written findings report. Start with a 60-minute consultation for $250.
This guide is general HR information from Luman Group, not legal advice. Employment law varies by state and changes over time. For your own situation, talk to an employment attorney, or call us and we will point you the right way.
Common questions.
Do I have to investigate every complaint?
You should take every complaint seriously and respond. The depth of investigation scales with the seriousness, but ignoring one is the risk you can't take.
Can I fire the person who complained?
Be extremely careful. Adverse action against someone who raised a good-faith complaint is the classic retaliation claim, often more dangerous than the original issue. If there is a legitimate, unrelated reason, document it thoroughly and get advice first.
Should I use an outside investigator?
For serious allegations, anything involving leadership, or a team too small to be neutral, yes. Independence is what makes the findings credible.
What if the complaint is about me?
Then you can't be the investigator. Bring in a neutral third party immediately. Handling it yourself destroys the credibility of any outcome.
Tell us what's going on.
Send the form and Meghan will point you to the right-sized help, from a single template to a full HR partnership. Prefer to talk? Call or text.
- (929) 459-7160Call Luman Group
- Text (929) 459-7160Send us a text message
- meghan@luman-group.comEmail Meghan
- 219 Long Branch AvenueLong Branch, NJ 07740
Get the complaint handled right.
A prompt, neutral, well-documented response is the whole game. If it is serious, call or text, or send the form.